Crucial Facts You Need – DumpsArena Series 6 Dump Sheet
Introduction
This blog will cover everything you need to know about the Series 6 exam, including exam structure, key topics, study strategies, and why DumpsArena Series 6 dump sheet is the best resource to help you pass on your first attempt.
Understanding the Series 6 Exam
Exam Structure and Format
The Series 6 exam consists of 50 multiple-choice series 6 dump sheet questions, with a passing score of 70%. Candidates are given 90 minutes to complete the test. The exam is designed to evaluate the candidate’s knowledge of investment company products, variable contracts, securities regulations, and ethical sales practices.
Exam Content Breakdown
The Series 6 exam is divided into four major sections:
The first section, which comprises 12% of the exam, focuses on seeking business for the broker-dealer from customers and potential customers. This includes understanding different types of customers and their investment needs, identifying financial goals and risk tolerance, and complying with FINRA and SEC regulations.
The second section, which makes up 20% of the exam, covers opening accounts, transferring assets, and maintaining appropriate account records. This includes different types of brokerage accounts, customer verification, compliance with KYC regulations, account transfers, and record-keeping.
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